Manuel Martin Moral

United Brokerage Services, Inc

Silver Spring, MD

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Current Employers

United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-11-01
DC	RA	APPROVED	2018-06-20
MD	RA	APPROVED	2018-04-16
VA	RA	APPROVED	2018-04-16

PA RA
APPROVED

Since 2019-11-01
DC RA
APPROVED

Since 2018-06-20
MD RA
APPROVED

Since 2018-04-16
VA RA
APPROVED

Since 2018-04-16

Branch Locations

12127 Rockville Pike, Rockville, MD 20852 • United States

7845 Wisconsin Avenue, Bethesda, MD 20814 • United States

2071 Chain Bridge Road, Vienna, VA 22182 • United States

4900 Massachusetts Ave, Nw, Washington, DC 20016 • United States

8630 Fenton Street, Silver Spring, MD 20910 • United States

1100 Connecticut Ave, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Inmobiliaria Geminis Sac	San Isidro		10/2013	09/2016
First National Bank Of Pa	Rockville	MD	10/2016	04/2018
Cetera Investment Services Llc	St.CLoud	MN	10/2016	04/2018
United Brokerage Services	Rockville	MD	04/2018	Present

10/2013 → 09/2016

Inmobiliaria Geminis Sac

San Isidro
10/2016 → 04/2018

First National Bank Of Pa

Rockville, MD
10/2016 → 04/2018

Cetera Investment Services Llc

St.CLoud, MN
04/2018 → Present

United Brokerage Services

Rockville, MD

Previous Registrations

2016-12-14 → 2018-04-06

Cetera Investment Advisers Llc

Rockville, MD
2010-04-27 → 2013-09-23

Capital One Financial Advisors Llc

Melville, NY
2005-04-01 → 2010-05-07

Chevy Chase Financial Services

Bethesda, MD

Bethesda, MD

Bethseda, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-03-09
S66	Uniform Combined State Law Examination	2005-03-28

S63 Uniform Securities Agent State Law Examination

2017-03-09
S66 Uniform Combined State Law Examination

2005-03-28

Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NAVY FEDERAL INVESTMENT SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

J.P. MORGAN SECURITIES LLC

PROFIT INVESTMENTS

ORTMAN FINANCIAL PLANNING

LPL ENTERPRISE, LLC

Other Investors

JOHN BRIAN OETTINGER

JORDAN SCOTT KRAUS

Anna Laureys Squier

JASON SCOTT COHEN

JENNIFER CHRISTINE PASCAL

Annalise Taylor Haywood

Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD

NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD

J.P. MORGAN SECURITIES LLC · Rockville, MD

PROFIT INVESTMENTS · NORTH BETHESDA, MD

ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

LPL FINANCIAL LLC · NORTH BETHESDA, MD

More in Rockville, MD

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