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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-30 |
| CA | RA | APPROVED | 2022-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Corona | CA | 11/2015 | 11/2016 |
| Wells Fargo Bank, Na | Chino Hills | CA | 04/2011 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Chino Hills | CA | 11/2016 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario | CA | 07/2022 | Present |
| Kohls | Chino | CA | 08/2019 | 12/2021 |
| Bank Of America, N.A. | Ontario | CA | 09/2022 | Present |
OBA ID: 1634273OBA Name: Foothill Knolls STEM Academy of Innovation -NOTRE DAME H.S.INV RELATED: NoLocation: RIVERSIDE, CARole: Middle School Basketball CoachSTART Date: 9/1/202115 HOURS PER MONTH ZERO HOURS DURING TRADING I*3730265, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Uber, Address: New York, New York, 10006, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 02/09/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: To deliver food, This organization provides ride and delivery services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-12 |
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