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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-11 |
| CA | RA | APPROVED | 2023-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 06/2019 | 04/2021 |
| Belami Ecommerce Inc | Sacramento | CA | 11/2017 | 05/2019 |
| Cal Interstate Insurance Services Llc | Folsom | CA | 08/2016 | 02/2017 |
| Insurance Company Of The West (Icw Group) | Sacramento | CA | 02/2017 | 09/2017 |
| World Financial Group/ Transamerica | Sacramento | CA | 04/2017 | 03/2018 |
| Bank Of America, N.A. | San Jose | CA | 08/2019 | 04/2021 |
| Ubs Financial Services, Inc. | Sacramento | CA | 04/2021 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 03/2023 | Present |
I*1503271, Entity Type: Entity For Profit, Name of OBA: W M, Individual, Address: Elk Grove, California, 95757, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 10/03/2023, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Create designs and post products for sale on Etsy, process orders with print-on-demand vendor, and marketing via Search Engine Optimization (SEO), The main purpose of this business is the online retail sale of clothing and personal accessories (phone cases, tote bags) for profit. The ancillary purpose of this business is promoting awareness and interest in the Scottish Gaelic language and Celtic culture broadly. I*4842300, Entity Type Entity For Profit, Name of OBA: Benable Address: Richmond Pennsylvania 23222 Investment Related: No Position, Title, Association: Other Employee Start Date:07/08/2026 No Hours: 1 Weekly No Hours during trading: 0 Duties: My focus on this platform would be to curate lists of books that I recommend. In my case, my compensation would be from affiliate commissions from Barnes & Nobles. Benable is a platform for users to curate recommendation lists of consumer products that they like and use. Benable then provides affiliate links for users to earn commission on their recommendations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-04 |
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