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Nancy Chappell

Strategic Advisers LLC

Thousand Oaks, CA

Thousand Oaks, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westlake Village CA 11/2015 05/2018
Morgan Stanley Private Bank, National Association New York NY 01/2016 05/2018
Fidelity Brokerage Services Llc Thousand Oaks CA 05/2018 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2015 → 05/2018
    Morgan Stanley
    Westlake Village, CA
  • 01/2016 → 05/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2018 → Present
    Fidelity Brokerage Services Llc
    Thousand Oaks, CA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Thousand Oaks, CA
    Thousand Oaks, CA
  • 2018-06-14 → 2018-07-13
    Strategic Advisers Llc
    Thousand Oaks, CA
  • 2016-01-20 → 2018-05-08
    Morgan Stanley
    Westlake Village, CA
    Pasadena, CA
Other Businesses

OBA-114388|OrgNmn:Conejo Valley Estate Planning Council|Org Addr:Thousand O,California,US|OBA Nature:Professional Development|Invst Rel:N|Title:Director|Duties:Board member|StrtDt:12-01-24|TotHrs/mon:2|TrdHrs/mon:2|OBA-128640|OrgNmn:Stone Talent Agency|Org Addr:Sherman Oa,California,US|OBA Nature:Talent Agency|Invst Rel:N|Title:Model|Duties:participate in photo and commerical shoots|StrtDt:|TotHrs/mon:6|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-20
  • S66 Uniform Combined State Law Examination
    2016-01-20
Designations
Other Names
  • Nancy Suzanne Williams
  • Nancy Suzanne Chappell

View on SEC IAPD

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GOLD COAST SECURITIES, INC.
EDWARD JONES

Other Investors

ERIK NICHOLAS HAGGE
DELLON STOUT BARRY
Baker Thomas Burchfield
CINDY BALL TOSHIE
BRADLEY JAMES LUKENS
ANDREW LOUIS TOSHIE
KURT ALLEN WESTON
Todd Augustine

Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA

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