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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miser Household | Barksdale Afb | LA | 07/2015 | 09/2016 |
| First Command Advisory Services | Fort Worth | TX | 09/2015 | 08/2019 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 09/2015 | 08/2019 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 09/2016 | 08/2019 |
| Western International Securities, Inc. | Pasadena | CA | 08/2019 | 06/2025 |
| Lpl Financial Llc | Omaha | NE | 06/2025 | Present |
1- 06/2025 - Asset Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/29/2019 - 160 hours per month/ 150 hours during trading 2- 06/2025 - CPS Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/30/2019 - 15 hours per month/ 15 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-29 |
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