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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-04 |
| VT | RA | APPROVED | 2016-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manchester Center | VT | 09/2015 | Present |
| Ts & Rl Inc. | Manchester Center | VT | 04/2006 | Present |
| Bank Of America, N.A. | Manchester Center | VT | 07/2016 | Present |
I*88756 For profit or not for profit: For-Profit Organization Name of outside business organization: Real Sports Investment related: N Address of business: South Londonderry, Vermont 5155 Nature of business: Corporation, Position, title, association: Owner, Start date of relationship: 4/1/2006 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Sports - Team Logo-wear. I am the owner of these business and handle quarter and year end responsibilities. I*90607 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NORTHSHIRE COMMUNITY TENNIS ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: MANCHESTER, VERMONT 5255 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OTHER, NOT ACTIVE START DATE OF RELATIONSHIP: 39174 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GIVE KIDS THE OPPORTUNITY TO PLAY TENNIS COMPETITIVELY LOCALLY. I WORKED WITH THE USTA TO HELP FUND THE PROGRAM THROUGH GRANTS. I HAVE NOT BEEN ACTIVELY INVOLVED WITH THIS ORGANIZATION SINCE 2011 WHEN I PASSED OVER TO THE PARKS & RECREATION DEPT. I*88961 For profit or not for profit: For-Profit Organization Name of outside business organization: Peters View LLC Investment related: N Address of business: Ludlow, Vermont 5147 Nature of business: LLC, Position, title, association: Other, Only to receive mail no financial interest. Start date of relationship: 8/6/2012 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am simply the registered agent a local address in VT where documents can be mailed in the event documents did not reach the managers of the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-26 |
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