Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
VT RA APPROVED 2016-05-27
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • VT RA
    APPROVED
    Since 2016-05-27

Branch Locations

39 Bonnet St, Manchester Center, VT 05255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester Center VT 09/2015 Present
Ts & Rl Inc. Manchester Center VT 04/2006 Present
Bank Of America, N.A. Manchester Center VT 07/2016 Present
Other Businesses

I*88756 For profit or not for profit: For-Profit Organization Name of outside business organization: Real Sports Investment related: N Address of business: South Londonderry, Vermont 5155 Nature of business: Corporation, Position, title, association: Owner, Start date of relationship: 4/1/2006 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Sports - Team Logo-wear. I am the owner of these business and handle quarter and year end responsibilities. I*90607 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NORTHSHIRE COMMUNITY TENNIS ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: MANCHESTER, VERMONT 5255 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OTHER, NOT ACTIVE START DATE OF RELATIONSHIP: 39174 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GIVE KIDS THE OPPORTUNITY TO PLAY TENNIS COMPETITIVELY LOCALLY. I WORKED WITH THE USTA TO HELP FUND THE PROGRAM THROUGH GRANTS. I HAVE NOT BEEN ACTIVELY INVOLVED WITH THIS ORGANIZATION SINCE 2011 WHEN I PASSED OVER TO THE PARKS & RECREATION DEPT. I*88961 For profit or not for profit: For-Profit Organization Name of outside business organization: Peters View LLC Investment related: N Address of business: Ludlow, Vermont 5147 Nature of business: LLC, Position, title, association: Other, Only to receive mail no financial interest. Start date of relationship: 8/6/2012 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am simply the registered agent a local address in VT where documents can be mailed in the event documents did not reach the managers of the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-26
  • S66 Uniform Combined State Law Examination
    2016-05-26
Other Names
  • Rhonda L Peters
  • Rhonda L Lathrop

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Manchester Center, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor