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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-06-21 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Frisco, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchstone Securities | Cincinnati | OH | 09/2015 | Present |
| Ifs Financial Services | Cincinnati | OH | 09/2015 | Present |
1) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2) Helping Our Heroes; Not investment related; 811 Emerald Sound Blvd Oakpoint TX 75068; Nature: charity for veterans; Board member; Start date: pending Compliance approval; Appr 1-3 hours/month; Appr 1 hour/month during securities trading hours; Duties: Board Member, monthly board calls, find donors and door prizes for two main events (golf outing and dinner)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-30 |
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