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Joshua Ryan Cooksey

Foundations Investment Advisors LLC

Phoenix, AZ

CRD 6563952

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Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-15
AZ RA APPROVED 2020-09-04
  • TX RA
    APPROVED_RES
    Since 2023-08-15
  • AZ RA
    APPROVED
    Since 2020-09-04

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trajan Wealth, Llc Scottsdale AZ 09/2015 11/2018
Walstad And Cooksey Holdings, Llc Scottsdale AZ 10/2014 Present
Foundations Investment Advisors, Llc Scottsdale AZ 12/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-22
  • S65 Uniform Investment Adviser Law Examination
    2015-09-22

View on SEC IAPD

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