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4403 S Thompson St, Ste 1, Springdale, AR 72764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-07 |
| TX | RA | APPROVED | 2023-11-07 |
| AR | RA | APPROVED | 2022-10-25 |
Branch Locations
4403 S Thompson St, Ste 1, Springdale, AR 72764 • United States
240 S Main St, Bentonville, AR 72712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Asset Management | Rogers | AR | 04/2012 | 10/2019 |
| Sowell Management | North Little Rock | AR | 10/2019 | 10/2022 |
| New Wave Wealth Advisors | Rogers | AR | 10/2019 | Present |
1) Insurance agent, since 8/30/2006, not investment related, nature: insurance, 10 hours or less during the week, most hours during trading hours, compensation: commissions, position: insurance agent. Rogers, AR 2) Touchstone Financial, LLC; Owner (100%); since 10/2019; a holding company to receive compensation from New Wave Wealth Advisors, LLC. Non-investment related; no compensation. 4 hours per month, 0 hours during trading hours. Rogers, AR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-03 |
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