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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-29
  • FL RA
    APPROVED
    Since 2017-03-29

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Private Capital, Llc Sarasota FL 09/2015 02/2017
Gf Investment Services, Llc Sarasota FL 11/2015 02/2017
Raymond James And Associates St Petersburg FL 03/2017 Present
Raymond James Financial Services, Inc Saint Petersburg FL 01/2018 Present
  • 09/2015 → 02/2017
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 11/2015 → 02/2017
    Gf Investment Services, Llc
    Sarasota, FL
  • 03/2017 → Present
    Raymond James And Associates
    St Petersburg, FL
  • 01/2018 → Present
    Raymond James Financial Services, Inc
    Saint Petersburg, FL
Previous Registrations
  • 2016-12-14 → 2017-02-21
    Global Financial Private Capital, Inc.
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-12
  • S66 Uniform Combined State Law Examination
    2016-12-12
Other Names
  • Dipti Chakraverty

View on SEC IAPD

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