Best Investors Account Sign in

Kelsey Christine Mckay

Ubs Financial Services Inc.

Cincinnati, OH

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-17
OH RA APPROVED 2020-02-21
  • TX RA
    APPROVED
    Since 2020-08-17
  • OH RA
    APPROVED
    Since 2020-02-21

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 09/2015 05/2019
Ubs Financial Services Inc Cincinnati OH 09/2019 Present
Unemployed For Extended Travel Cincinnati OH 05/2019 09/2019
  • 09/2015 → 05/2019
    Fidelity Brokerage Services Llc
    Covington, KY
  • 09/2019 → Present
    Ubs Financial Services Inc
    Cincinnati, OH
  • 05/2019 → 09/2019
    Unemployed For Extended Travel
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-21
S63 Uniform Securities Agent State Law Examination 2015-12-05
  • S66 Uniform Combined State Law Examination
    2020-02-21
  • S63 Uniform Securities Agent State Law Examination
    2015-12-05
Other Names
  • Kelsey Christine Mckay
  • Kelsey Mckay

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor