Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-21
MN RA APPROVED 2018-09-12
  • TX RA
    APPROVED
    Since 2018-09-21
  • MN RA
    APPROVED
    Since 2018-09-12

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Wayzata MN 09/2015 09/2018
Charles Schwab Bank Wayzata MN 09/2015 09/2018
Wells Fargo Clearing Services, Llc Saint Paul MN 09/2018 Present
Previous Registrations
Other Businesses

EBAY MECHANICAL PARTS SALES; NOT INVESTMENT RELATED; HAMEL,MN; 100% OWNERSHIP; START DATE 09/14/2018; NUMBER OF HOURS PER MONTH 16; NUMBER OF HOURS DURING TRADING 0; OWNER. MIDWESTS OEM, LLC, NOT INVT RELATED, HAMEL, MN, 100% OWNERSHIP, START DATE 7/1/2020, 16 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-07
  • S66 Uniform Combined State Law Examination
    2016-10-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor