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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-08 |
| MN | RA | APPROVED | 2016-05-28 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
4400 Highway 61 N, White Bear Lake, MN 55110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Paul | MN | 09/2015 | 11/2016 |
| Delta Global Services | St. Paul | MN | 03/2014 | Present |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 11/2016 | Present |
TRANSFORMATION SERVICES LLC, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START 2/1/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, PROPERTY MAINTENANCE. ROGERS & COMPANY, LLC; NOT INVESTMENT RELATED; MINNEAPOLIS,MN; 100% OWNERSHIP; START 1/1/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-28 |
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