Best Investors Account Sign in
Inactive

Robert Thomas Stephenson

Rockwood Wealth Management, LLC

New Hope, PA

CRD 6560636

Claim This Profile
Employer firm

Rockwood Wealth Management, LLC CRD 137481

$2.87B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockwood Wealth Management, Llc

6464 Lower York Road, New Hope, PA 18938 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-30
  • PA RA
    APPROVED
    Since 2015-10-30

Branch Locations

6464 Lower York Road, New Hope, PA 18938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockwood Wealth Management New Hope PA 05/2015 Present
  • 05/2015 → Present
    Rockwood Wealth Management
    New Hope, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-30
  • S65 Uniform Investment Adviser Law Examination
    2015-10-30
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
ORCHESTRA MEDICAL VENTURES, LLC
CW ADVISORS, LLC

Nearby Investors

JAGRUTI D PANWALA
ARTI K SHAH
CHRISTOPHER EARL LINDENTHAL

Nearby Offices

OSAIC WEALTH, INC. · NEW HOPE, PA
ORCHESTRA MEDICAL VENTURES, LLC · NEW HOPE, PA
CW ADVISORS, LLC · NEW HOPE, PA

More in New Hope, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor