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Brandon A Barba

Edward Jones

St. Louis, MO

Camillus, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-27
  • NY RA
    APPROVED
    Since 2023-09-27

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Camillus, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors / Axa Advisors New York NY 12/2015 05/2022
Purshe Kaplan Sterling Investments Albany NY 05/2022 08/2023
Edward Jones St Louis MO 09/2023 Present
  • 12/2015 → 05/2022
    Equitable Advisors / Axa Advisors
    New York, NY
  • 05/2022 → 08/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2023 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-13
S63 Uniform Securities Agent State Law Examination 2015-11-25
  • S65 Uniform Investment Adviser Law Examination
    2018-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-11-25
Other Names
  • Brandon Barba
  • Brandon Anthony Barba

View on SEC IAPD

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