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Sarah Marie Mulcahy

Kestra Advisory Services, LLC

Austin, TX

Cheshire, CT

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-08
MA RA APPROVED 2021-09-09
TX RA APPROVED 2021-06-09
  • CT RA
    APPROVED
    Since 2024-10-08
  • MA RA
    APPROVED
    Since 2021-09-09
  • TX RA
    APPROVED
    Since 2021-06-09

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 09/2015 04/2021
Kestra Investment Services, Llc Waltham MA 04/2021 Present
Kestra Advisory Services, Llc Waltham MA 04/2021 Present
  • 09/2015 → 04/2021
    Putnam Retail Management
    Andover, MA
  • 04/2021 → Present
    Kestra Investment Services, Llc
    Waltham, MA
  • 04/2021 → Present
    Kestra Advisory Services, Llc
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 2015-12-10
  • S65 Uniform Investment Adviser Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    2015-12-10
Other Names
  • Sarah Marie Watson

View on SEC IAPD

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OSAIC WEALTH, INC.

Other Investors

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ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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