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Mark James Rich

Procyon

Shelton, CT

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Current Employers
Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-09-20
  • CT RA
    APPROVED
    Since 2017-09-20

Branch Locations

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Virtus Group Providence RI 09/2015 05/2017
Strategic Retirement Partners Providence RI 02/2017 05/2017
Follett Higher Education Group Smithfield RI 12/2013 05/2017
Procyon Advisors, Llc Shelton CT 07/2017 Present
Procyon Institutional Partners, Llc Shelton CT 07/2017 12/2021
  • 09/2015 → 05/2017
    The Virtus Group
    Providence, RI
  • 02/2017 → 05/2017
    Strategic Retirement Partners
    Providence, RI
  • 12/2013 → 05/2017
    Follett Higher Education Group
    Smithfield, RI
  • 07/2017 → Present
    Procyon Advisors, Llc
    Shelton, CT
  • 07/2017 → 12/2021
    Procyon Institutional Partners, Llc
    Shelton, CT
Previous Registrations
  • 2019-01-25 → 2021-12-31
    Procyon Institutional Partners, Llc
    Shelton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-20
  • S65 Uniform Investment Adviser Law Examination
    2017-09-20
Designations

View on SEC IAPD

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WRIGHT PRIVATE ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AST INVESTMENT SERVICES, INC.

Other Investors

JOSEPH JOHN TODICE
CHARLES MELFORD HITE
JOHN MEAD FOREMAN
ANDREW DOMINICK ROSELLI
DANIELA GERHARD
JEREMY HUS
CHRISTOPHER HOLLEY
BRIAN MICHAEL WARD

Other Offices

MML INVESTORS SERVICES, LLC · SHELTON, CT
RB CAPITAL MANAGEMENT, LLC · Shelton, CT
WRIGHT INVESTORS SERVICE INC · SHELTON, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

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