Mark James Rich

Employer firm

Procyon CRD 288239

$9.20B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 05/2017
  The Virtus Group
  Providence, RI
• 02/2017 → 05/2017
  Strategic Retirement Partners
  Providence, RI
• 12/2013 → 05/2017
  Follett Higher Education Group
  Smithfield, RI
• 07/2017 → Present
  Procyon Advisors, Llc
  Shelton, CT
• 07/2017 → 12/2021
  Procyon Institutional Partners, Llc
  Shelton, CT

Previous Registrations

• 2019-01-25 → 2021-12-31
  Procyon Institutional Partners, Llc
  Shelton, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-20

Designations

• Certified Financial Planner
• Chartered Financial Analyst