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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-02-14 |
Branch Locations
300 Redland Court Ste 304, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 09/2015 | 02/2018 |
| Lpl Financial Llc | Westminster | MD | 02/2018 | Present |
1. 02/14/2018 - Livingston Tax Solutions - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner/President - Start Date 12/1/2015 - 30 Hours Per Month/30 Hours During Securities Trading. 2. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 08/10/2023 - EliteProcure, LLC - Other - Equipment supplier for contractors - Managing Partner - Not Investment Related - At Reported Business Location(s) - Start Date 07/17/2023 - 3 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-01 |
| S65 | Uniform Investment Adviser Law Examination | 2018-01-22 |
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