Shelly Guan Chia

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2023
  Mufg Union Bank
  San Marino, CA
• 09/2015 → 05/2023
  Unionbanc Investment Services
  San Marino, CA
• 05/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  Pasadena, CA
• 05/2023 → Present
  U.S. Bank
  Pasadena, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Pasadena, CA

Previous Registrations

• 2023-06-02 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
  Sioux Falls, SD
  Pasadena, CA
  Spokane, WA
  San Marino, CA
• 2016-03-14 → 2023-05-31
  U.S. Bancorp Advisors, Llc
  San Marino, CA

Other Businesses

1) Fontana Rental Property; Investment-related; Fontana, CA; Rental property; Owner; 3/7/2020; 1 hours/mo; 0 hours/trading; Monitor monthly rental collection and be responsible for repair requests and regular maintenance. 2) Rowland Heights Rental Property; Investment-related; Rowland Heights, CA; Rental property; Owner; 8/1/2023; 1 hours/mo; 0 hours/trading; Monitor monthly rental collection and be responsible for repair requests and regular maintenance. 3) Rancho Cucamonga Rental Property; Investment-related; Rancho Cucamonga, CA; Rental property; Owner; 11/19/2022; 1 hours/mo; 0 hours/trading; Monitor monthly rental collection and be responsible for repair requests and regular maintenance.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-12

Other Names

• Shelly Yue Guan
• Yue Chang Guan