Tyler Mark Whittaker

Employer firm

Trek Financial CRD 109376

$2.82B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2016
  Penn Mutual Life Insurance Co
  Horsham, PA
• 10/2015 → 12/2016
  Hornor Townsend & Kent Inc
  Horsham, PA
• 09/2021 → 09/2022
  Stonex Group Inc.
  Park City, UT
• 09/2021 → 09/2022
  Stonex Financial Inc.
  Park City, UT
• 06/2017 → 09/2021
  Goldman Sachs
  Salt Lake City, UT
• 12/2016 → 06/2017
  Ohio National
  Cedar City, UT
• 09/2022 → 12/2023
  Svb Investment Services, Inc.
  Cottonwood Heights, UT
• 12/2023 → 06/2025
  First Citizens Investor Services
  Raleigh, NC
• 06/2022 → 06/2025
  Svb Wealth Llc
  Boston, MA
• 07/2025 → Present
  Trek Financial
  Scottsdale, AZ

Previous Registrations

• 2025-03-03 → 2025-07-08
  First Citizens Investor Services, Inc.
  Cottonwood Heights, UT
  Arlington, VA
  Oakton , VA

Other Businesses

Whittaker Tax and Wealth Advisors dba for investment and wealth services conducted through trek financial orem, ut since 05/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-01
• S63 Uniform Securities Agent State Law Examination
  2024-11-10

Other Names

• Tyler Whittaker
• Tyler Mark Whittaker
• Tyler M Whittaker