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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-10-17
TX RA APPROVED 2023-10-17
  • MD RA
    APPROVED
    Since 2023-10-17
  • TX RA
    APPROVED
    Since 2023-10-17

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

308 W Pennsylvania Ave, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Company Horsham PA 07/2015 10/2023
Hornor Townsend & Kent Inc Horsham PA 09/2015 10/2023
Kestra Investment Services, Llc Towson MD 10/2023 Present
Kestra Advisory Services, Llc Towson MD 10/2023 Present
  • 07/2015 → 10/2023
    Penn Mutual Life Ins Company
    Horsham, PA
  • 09/2015 → 10/2023
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 10/2023 → Present
    Kestra Investment Services, Llc
    Towson, MD
  • 10/2023 → Present
    Towson, MD
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/13/2023 ADDRESS: 1122 Kenilworth Dr Suite 118, Towson MD 21204 DESCRIPTION: IAR Name: CAPITAL FINANCIAL PARTNERS, LLC POSITION: n/a NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2023 ADDRESS: 1122 Kenilworth Dr Suite 118, Towson MD 21204 DESCRIPTION: n/a Name: KESTRA ADVISORY SERVICES POS: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/17/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR Name: MERIDIAN TAX ADVISORY, LLC POSITION: member of the llc NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/26/2026 ADDRESS: 308 W Pennsylvania Ave, Towson MD 21204, United States DESCRIPTION: marketing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-11
S63 Uniform Securities Agent State Law Examination 2015-11-24
  • S65 Uniform Investment Adviser Law Examination
    2017-01-11
  • S63 Uniform Securities Agent State Law Examination
    2015-11-24
Designations

View on SEC IAPD

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