Mark Cotroneo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2017
  Morgan Stanley Smith Barney
  Providence, RI
• 04/2014 → 02/2017
  Morgan Stanley Smith Barney
  Red Bank, NJ
• 02/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Red Bank, NJ

Previous Registrations

• 2009-06-01 → 2017-02-23
  Morgan Stanley
  Red Bank, NJ
  Providence, RI
  Providence, RI
• 2008-11-14 → 2009-06-01
  Citigroup Global Markets Inc.
  Providence, RI
• 2005-09-27 → 2008-11-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
  Jacksonville, FL
  New York, NY

Other Businesses

I*2231260, Entity Type: , Name of OBA: MLPF& S CUST FBO O V C IRA , Address: Leonardo, New Jersey, 07737, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Mar-2025, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties: I*2234261, Entity Type: , Name of OBA: V C TOD BENEFICIARIES ON FILE , Address: Leonardo, New Jersey, 07737, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10-Mar-2025, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2005-09-26

Other Names

• Mark Daniel Cotroneo