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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-19 |
| NJ | RA | APPROVED | 2017-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Providence | RI | 06/2009 | 02/2017 |
| Morgan Stanley Smith Barney | Red Bank | NJ | 04/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 02/2017 | Present |
I*2231260, Entity Type: , Name of OBA: MLPF& S CUST FBO O V C IRA , Address: Leonardo, New Jersey, 07737, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Mar-2025, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties: I*2234261, Entity Type: , Name of OBA: V C TOD BENEFICIARIES ON FILE , Address: Leonardo, New Jersey, 07737, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10-Mar-2025, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-26 |
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