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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-23
MD RA APPROVED 2018-04-18
TX RA APPROVED 2018-04-18
  • VA RA
    APPROVED
    Since 2022-08-23
  • MD RA
    APPROVED
    Since 2018-04-18
  • TX RA
    APPROVED
    Since 2018-04-18

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Rockville MD 03/2017 03/2018
Burkholder & Associates Rockville MD 09/2015 03/2017
Wells Fargo Clearing Services Llc Bethesda MD 04/2018 Present
  • 03/2017 → 03/2018
    Lincoln Financial Advisors Corporation
    Rockville, MD
  • 09/2015 → 03/2017
    Burkholder & Associates
    Rockville, MD
  • 04/2018 → Present
    Bethesda, MD
Previous Registrations
  • 2017-09-11 → 2018-04-19
    Osaic Fa, Inc.
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-08
  • S66 Uniform Combined State Law Examination
    2017-09-08

View on SEC IAPD

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