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Heather Noel Lakner

Rbc Capital Markets, LLC

Annapolis, MD

Annapolis, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-01
MD RA APPROVED 2022-11-30
VA RA APPROVED 2021-06-18
  • TX RA
    APPROVED
    Since 2023-05-01
  • MD RA
    APPROVED
    Since 2022-11-30
  • VA RA
    APPROVED
    Since 2021-06-18

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Mclean VA 07/2019 06/2021
Sweet Briar College Sweet Briar VA 08/2017 05/2019
Morgan Stanley La Plata MD 05/2015 08/2017
Centerpiece Boutique And Design La Plata MD 05/2015 04/2022
Rbc Capital Markets, Llc Annapolis VA 06/2021 Present
Palate Pleasers Annapolis MD 12/2020 04/2022
  • 07/2019 → 06/2021
    Morgan Stanley Smith Barney Llc
    Mclean, VA
  • 08/2017 → 05/2019
    Sweet Briar College
    Sweet Briar, VA
  • 05/2015 → 08/2017
    Morgan Stanley
    La Plata, MD
  • 05/2015 → 04/2022
    Centerpiece Boutique And Design
    La Plata, MD
  • 06/2021 → Present
    Rbc Capital Markets, Llc
    Annapolis, VA
  • 12/2020 → 04/2022
    Palate Pleasers
    Annapolis, MD
Previous Registrations
  • 2020-07-30 → 2021-06-22
    Morgan Stanley
    La Plata, MD
    Washington, DC
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-30
  • S66 Uniform Combined State Law Examination
    2020-07-30

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
MARINER INDEPENDENT · Annapolis, MD
EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
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