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Preston Champe Yates

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-10-30
TX RA APPROVED 2017-10-30
  • NC RA
    APPROVED
    Since 2017-10-30
  • TX RA
    APPROVED
    Since 2017-10-30

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Winston Salem NC 07/2015 10/2017
Bb&T Investment Services, Inc. Winston Salem NC 09/2015 10/2017
Stephens Inc. Winston-Salem NC 10/2017 03/2026
Stephens Inc. Winston-Salem NC 03/2026 Present
  • 07/2015 → 10/2017
    Bb&T Bank
    Winston Salem, NC
  • 09/2015 → 10/2017
    Bb&T Investment Services, Inc.
    Winston Salem, NC
  • 10/2017 → 03/2026
    Stephens Inc.
    Winston-Salem, NC
  • 03/2026 → Present
    Stephens Inc.
    Winston-Salem, NC
Previous Registrations
  • 2015-11-06 → 2017-10-20
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Kernersville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-05
  • S66 Uniform Combined State Law Examination
    2015-11-05
Designations

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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