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14300 North Northsight Blvd Suite 120, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-04 |
| AZ | RA | APPROVED | 2022-07-12 |
Branch Locations
14300 North Northsight Blvd Suite 120, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Pasadena | CA | 08/2015 | 03/2017 |
| Msi Financial Services, Inc. | Pasadena | CA | 11/2015 | 03/2017 |
| Mml Investors Services, Llc | Pasadena | CA | 03/2017 | 05/2017 |
| Robert Half | Pasadena | CA | 05/2017 | 05/2017 |
| Self-Employed | San Gabriel | CA | 05/2017 | 04/2021 |
| Assetio | Pasadena | CA | 04/2021 | 09/2021 |
| Matson Money | Scottsdale | AZ | 10/2021 | 12/2021 |
| The Shred Method | Remote | AZ | 01/2022 | 03/2024 |
| Csp Financial Group Llc | Scottsdale | AZ | 06/2022 | Present |
| Nicholas Der, Sole Proprietor | Phoenix | AZ | 03/2024 | Present |
| Msi Financial Services, Inc. | Pasadena | CA | 03/2016 | 03/2017 |
1) Nicholas Der, Sole Proprietor; Investment Related; Phoenix, AZ; Insurance Agent; Fixed Insurance Sales; Started 03/2024; Approximately 8 hours spent per month during securities trading hours. 2) Delta Sigma Pi; Not Inv Rel; Oxford, OH; VP of Collegiate Relations; foster relationships between collegiates and alumni of business fraternity; Start 06/2030; 1 hr/mo. 3) Sole Proprietor; Not Inv Rel; Phoenix, AZ; Wedding Officiant; start 07/2023.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-26 |
| S66 | Uniform Combined State Law Examination | 2016-02-17 |
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