Nicholas Ryan Der

Employer firm

Csp Financial Group LLC CRD 310819

$119M regulatory AUM 751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars
• PORTFOLIO ANALYSIS (MRI) SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 03/2017
  Metlife Securities Inc
  Pasadena, CA
• 11/2015 → 03/2017
  Msi Financial Services, Inc.
  Pasadena, CA
• 03/2017 → 05/2017
  Mml Investors Services, Llc
  Pasadena, CA
• 05/2017 → 05/2017
  Robert Half
  Pasadena, CA
• 05/2017 → 04/2021
  Self-Employed
  San Gabriel, CA
• 04/2021 → 09/2021
  Assetio
  Pasadena, CA
• 10/2021 → 12/2021
  Matson Money
  Scottsdale, AZ
• 01/2022 → 03/2024
  The Shred Method
  Remote, AZ
• 06/2022 → Present
  Csp Financial Group Llc
  Scottsdale, AZ
• 03/2024 → Present
  Nicholas Der, Sole Proprietor
  Phoenix, AZ
• 03/2016 → 03/2017
  Msi Financial Services, Inc.
  Pasadena, CA

Previous Registrations

• 2017-03-25 → 2017-05-05
  Mml Investors Services, Llc
  Pasadena, CA
• 2016-03-31 → 2017-03-25
  Msi Financial Services, Inc.
  Pasadena, CA

Other Businesses

1) Nicholas Der, Sole Proprietor; Investment Related; Phoenix, AZ; Insurance Agent; Fixed Insurance Sales; Started 03/2024; Approximately 8 hours spent per month during securities trading hours. 2) Delta Sigma Pi; Not Inv Rel; Oxford, OH; VP of Collegiate Relations; foster relationships between collegiates and alumni of business fraternity; Start 06/2030; 1 hr/mo. 3) Sole Proprietor; Not Inv Rel; Phoenix, AZ; Wedding Officiant; start 07/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-26
• S66 Uniform Combined State Law Examination
  2016-02-17

Other Names

• Nicholas Der