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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-20
  • TX RA
    APPROVED
    Since 2016-06-20

Branch Locations

#1 Village Dr Suite 252, Abilene, TX 79606 • United States

Abilene, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Abilene TX 06/2015 Present
Mml Investors Services, Llc Abilene TX 10/2015 Present
Other Businesses

(1) Name: Mpire Financial Inv Rel: Y Add: At residential address Nature: Mortgage Origination Position: Mortgage Loan Originator Start Date: 09/01/2024 No. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 1 Duties: Gathering applications to begin the mortgage process. (2) Name: Insurify Inv Rel: Y Add: 3274 S 27th St, Abilene, TX 79605 NATURE: Outside Insurance Sales POSITION: Insurance Broker Start Date: 03/06/2023 NO. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 1. Describe Duties: Sales and Services Individual Life, DI, P & C, LTC, And Fixed Annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-12
S63 Uniform Securities Agent State Law Examination 2015-11-19
  • S65 Uniform Investment Adviser Law Examination
    2016-05-12
  • S63 Uniform Securities Agent State Law Examination
    2015-11-19
Other Names
  • Trenton Carothers

View on SEC IAPD

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