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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-22 |
| AZ | RA | APPROVED | 2021-12-17 |
Branch Locations
10201 S 51St. St. Ste. A110, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 09/2015 | 12/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2021, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) MODERN LEGACY ADVISORS, 430 W WARNER RD 123 TEMPE AZ, 07/2022, NIR, OWNER, DBA, 40 HR/MO 30 HR/MO TRADING 3) SUMMIT FINANCIAL SERVICES AND MODERN LEGACY ADVISORS, 430 W WARNER RD 123 TEMPE AZ, 07/2022, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 40 HR/MO 30 HR/MO TRADING 4) MODERN STRATEGY INVESTMENTS, 430 W WARNER RD STE 123 TEMPE AZ, 12/2023, OWNER, 1099 CONTRACTOR, INV REL, 30 HR/MO 30 HR/MO TRADING 5) MODERN STRATEGY INVESTMENTS LLC, 10201 S 51ST ST A110 PHOENIX AZ, 09/2024, OWNER, ESTATE PLANNING, NIR, 5 HR/MO 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-20 |
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