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Brian David Cox

Charles Schwab & Co., Inc.

Germantown, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-11
  • TN RA
    APPROVED
    Since 2025-06-11

Branch Locations

7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tennessee Valley Authority Memphis TN 07/2016 10/2017
Regions Bank Bartlett TN 11/2017 01/2020
Cetera Investment Advisers Llc Bartlett TN 11/2017 01/2020
Cetera Investment Services Llc St. Cloud MN 11/2017 01/2020
Tva Gallatin TN 01/2020 06/2020
Fidelity Investments Germantown TN 06/2020 06/2025
Fidelity Investments Germantown TN 03/2025 06/2025
Charles Schwab & Co., Inc. Germantown TN 06/2025 Present
Charles Schwab Bank, Ssb Germantown TN 06/2025 Present
  • 07/2016 → 10/2017
    Tennessee Valley Authority
    Memphis, TN
  • 11/2017 → 01/2020
    Regions Bank
    Bartlett, TN
  • 11/2017 → 01/2020
    Cetera Investment Advisers Llc
    Bartlett, TN
  • 11/2017 → 01/2020
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2020 → 06/2020
    Tva
    Gallatin, TN
  • 06/2020 → 06/2025
    Fidelity Investments
    Germantown, TN
  • 03/2025 → 06/2025
    Fidelity Investments
    Germantown, TN
  • 06/2025 → Present
    Charles Schwab & Co., Inc.
    Germantown, TN
  • 06/2025 → Present
    Charles Schwab Bank, Ssb
    Germantown, TN
Previous Registrations
  • 2025-03-31 → 2025-06-06
    Strategic Advisers Llc
    Arlington, TN
    Germantown, TN
    Germantown, TN
    Arlington, TN
    Boston, MA
  • 2020-08-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Germantown, TN
  • 2017-11-08 → 2020-01-16
    Cetera Investment Advisers Llc
    Bartlett, TN
  • 2016-02-19 → 2016-05-24
    Edward Jones
    Arlington, TN
    St Louis, MO
    Arlington, TN
    Bartlett, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-18

View on SEC IAPD

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STUDDARD FINANCIAL, LLC
SOWELL MANAGEMENT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BROOKSTONE WEALTH ADVISORS, LLC
LPL FINANCIAL LLC

Other Investors

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GEORGE REYNOLDS HOWARD
JAMES EDWARD STEIGER
JEROME FRANKLIN
JERRY MCEWEN
IVAN JUAN RODRIGUEZ
BYRON LEE STUDDARD
William Brian Raiteri

Other Offices

CENTAURUS FINANCIAL, INC. · Germantown, TN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GERMANTOWN, TN
NEW SOUTHERN ADVISORY SERVICES · GERMANTOWN, TN
STUDDARD FINANCIAL, LLC · GERMANTOWN, TN
SOWELL MANAGEMENT · Germantown, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · GERMANTOWN, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Germantown, TN
BROOKSTONE WEALTH ADVISORS, LLC · Germantown, TN

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