Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-05
FL RA APPROVED 2020-06-11
  • NY RA
    APPROVED
    Since 2022-08-05
  • FL RA
    APPROVED
    Since 2020-06-11

Branch Locations

2065 Boston Post Rd, Larchmont, NY 10538 • United States

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2015 12/2019
Bank Of America, N.A. Jacksonville FL 09/2015 12/2019
Wells Fargo Bank,Na Jacksonville FL 05/2020 Present
Wells Fargo Clearing Services, Llc Jacksonville FL 05/2020 Present
Unemployed Jacksonville FL 01/2020 04/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-25
  • S66 Uniform Combined State Law Examination
    2015-11-25
Other Names
  • Spencer Luthin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Larchmont, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor