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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-03
  • TX RA
    APPROVED
    Since 2022-08-03

Branch Locations

4699 N Mesa St, El Paso, TX 79912 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. El Paso TX 09/2015 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Paso TX 01/2022 Present
Bank Of America, N.A. El Paso TX 01/2023 Present
Other Businesses

I*2183272, Entity Type: Entity For Profit, Name of OBA: Nuvahi, Address: Leon, Guanajuato, 37683, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 02/20/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: This is my husband's business in Mexico. He will be managing it, but he wants to have me as a 50% owner. I will not be receiving any compensation. Everything is going straight to him. The purpose of the business is to sell natural supplements.I*2183272, Entity Type: Entity For Profit, Name of OBA: Interconexion Exponencial SA de CV, Address: Leon, Guanajuato, 37683, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 02/20/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: This is my husband's business in Mexico. He will be managing it, but he wants to have me as a 50% owner. I will not be receiving any compensation. Everything is going straight to him. The purpose of the business is to sell natural supplements. I*: 3021277 Entity Type: Entity For Profit Name of OBA: Vorwerk Address:DallasTexas75205 Investment Related: n Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 07/19/2025 No Hours: 1hr/yr No Hours during trading:0 Duties: Sells kitchen appliances

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01
Other Names
  • Clarissa Maria Gallegos Duarte

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