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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

6181 Mayfield Road, Mayfield Heights, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Mayfield Village OH 10/2004 09/2025
Avantax Advisory Services Mayfiled Village OH 01/2005 09/2025
Santagata Fini Llc Mayfield Village OH 12/2010 Present
Avantax Insurance Agency, Llc Mayfield Village OH 12/2015 09/2025
Laurence A. Santagata Mayfield Village OH 01/2006 Present
Cetera Wealth Services, Llc Mayfield Village OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/2004 → 09/2025
    Avantax Investment Services, Inc.
    Mayfield Village, OH
  • 01/2005 → 09/2025
    Avantax Advisory Services
    Mayfiled Village, OH
  • 12/2010 → Present
    Santagata Fini Llc
    Mayfield Village, OH
  • 12/2015 → 09/2025
    Avantax Insurance Agency, Llc
    Mayfield Village, OH
  • 01/2006 → Present
    Laurence A. Santagata
    Mayfield Village, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mayfield Village, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-01-11 → 2025-09-05
    Avantax Advisory Services
    Mayfield Heights, OH
Other Businesses

Laurence A. Santagata~'NIR'~6690 BETA DRIVE STE 300~MAYFIELD VILLAGE~OH~44143~Insurance Agent~Agent~1/1/2006~1hrs~1hrs~REFER HEALTH INSURANCE WORK TO OTHER AGENT|Santagata Fini, LLC~'NIR'~6690 Beta Drive, Suite 300~Mayfield Village~OH~44143~Accounting Services/Tax Preparation~Owner~12/29/2010~130hrs~115hrs~ACCOUNTING AND INCOME TAX PREPARATION|RIVERS EDGE HOA~'NIR'~2333 RIVERS EDGE DRIVE~WILLOUGHBY HILLS~OH~44094~Board Position/Officer~Other~1/1/2020~1hrs~0hrs~TREASURER - PAYING BILLS AND COLLECTING DUES FROM RESIDENTS ON BEHALF OF THE HOA|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-09
  • S63 Uniform Securities Agent State Law Examination
    2004-12-09
Other Names
  • Larry Santagata

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