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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Gainesville | FL | 11/2015 | 11/2024 |
| Prudential Insurance Company Of America | Gainesville | FL | 05/2016 | Present |
| Lpl Enterprise, Llc | Gainesville | FL | 11/2024 | Present |
1) 12/24/2024 - Gracy Financial Services - DBA for LPL Business (entity for LPL business) - Financial Services, Insurance - INV Related - At reported business location(s) - Start Date 02/06/2018 - 160hrs/mth - 150hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-20 |
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