Best Investors Account Sign in

Jonathan R Brick

Ubs Financial Services Inc.

Ponte Vedra, FL

St. Johns, FL

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-05
NC RA APPROVED 2020-01-17
  • FL RA
    APPROVED
    Since 2023-10-05
  • NC RA
    APPROVED
    Since 2020-01-17

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra, FL 32082 • United States

St. Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2015 01/2020
Ubs Financial Services, Inc. Vedra FL 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-08
S63 Uniform Securities Agent State Law Examination 2016-01-27
  • S65 Uniform Investment Adviser Law Examination
    2019-07-08
  • S63 Uniform Securities Agent State Law Examination
    2016-01-27

View on SEC IAPD

Other Firms

HIGHLAND INVESTMENT ADVISORS LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
AE WEALTH MANAGEMENT, LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LIGHTHOUSE RETIREMENT

Other Investors

ADAM SEAN DRAKE
ROBERT TERRENCE DIGNAN
Mark Monroe Whitman
ANASTASIYA KOLODIY
ADAM RUSSELL STOECKLER
WILLIAM DAVID MORRISON
BEVERLY PATRICK WHITMAN
LANCE STEVEN LICHORAT

Other Offices

HIGHLAND INVESTMENT ADVISORS LLC · PONTE VEDRA, FL
MML INVESTORS SERVICES, LLC · Ponte Vedra, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra, FL
EDWARD JONES · Ponte Vedra, FL
AE WEALTH MANAGEMENT, LLC · Ponte Vedra, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra, FL
LPL FINANCIAL LLC · PONTE VEDRA BEACH, FL
LIGHTHOUSE RETIREMENT · PONTE VEDRA, FL

More in Ponte Vedra, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor