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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-09-18 |
| ME | RA | APPROVED | 2022-10-06 |
| TX | RA | APPROVED | 2021-04-06 |
| FL | RA | APPROVED | 2020-10-16 |
Branch Locations
5237 Summerlin Commons Blvd Ste 228, Fort Myers, FL 33907 • United States
202 Larrabee Road, Westbrook, ME 04092 • United States
29 Baxter Blvd, Portland, ME 04101 • United States
35 Plaza Dr, Scarborough, ME 04074 • United States
Simpsonville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Indianapolis | IN | 08/2015 | 09/2016 |
| Fifth Third Bank | Indianapolis | IN | 05/2014 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 09/2016 | 11/2017 |
| Bank Of America, N.A. | Indianapolis | IN | 03/2017 | 11/2017 |
| Ifs Financial Services | Cincinnati | OH | 11/2017 | 04/2020 |
| Touchstone Securities | Cincinnati | OH | 12/2017 | 04/2020 |
| Deere Employee Credit Union | Fort Myers | FL | 04/2020 | Present |
| Lpl Financial Llc | Fort Myers | FL | 04/2020 | Present |
1)4/17/2020- DECU INVESTMENT & RETIREMENT SERVICES- DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)100% 2) 05/01/2023 - Empeople Investment & Retirement Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-15 |
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