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Justin Thyme Takeda

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hilo, HI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-04
HI RA APPROVED 2015-11-18
  • TX RA
    APPROVED
    Since 2016-05-04
  • HI RA
    APPROVED
    Since 2015-11-18

Branch Locations

1437 Kilauea Ave, Hilo, HI 96720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hilo HI 07/2015 Present
Bank Of America, N.A. Hilo HI 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-17
  • S66 Uniform Combined State Law Examination
    2015-11-17
Other Names
  • Justin Takeda

View on SEC IAPD

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DFG INVESTMENTS AND TAX LLC
MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK

Other Investors

BARRY KAU YANG MARK
JILL MARIE MARK
MICHAEL FUK HUNG CHANG
DAVID LEE HALL
MICHELLE MOANA VICTORINE
Elyse Fumie Robinson
IRIS HISAKO KUWAYE
Zachary Charles Debauche

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HILO, HI
LPL FINANCIAL LLC · HILO, HI
PEAK PLANNING GROUP, LLC · Hilo, HI
EDWARD JONES · HILO, HI
STATE FARM INVESTMENT MANAGEMENT CORP. · Hilo, HI
DFG INVESTMENTS AND TAX LLC · HILO, HI
EDWARD JONES · HILO, HI
LPL FINANCIAL LLC · HILO, HI

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