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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-19 |
Branch Locations
7600 Broadway Suite 100, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swbc Investment Services Llc | San Antonio | TX | 12/2016 | 11/2017 |
| Axa Advisors | San Antonio | TX | 08/2015 | 12/2016 |
| Dominion Country Club | San Antonio | TX | 05/2016 | 09/2016 |
| Utsa | San Antonio | TX | 08/2012 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 01/2018 | 11/2020 |
| University Of Texas At San Antonio | San Antonio | TX | 08/2012 | 12/2016 |
| Bank Of America, N.A. | San Antonio | TX | 01/2018 | 11/2020 |
| Morgan Stanley | San Antonio | TX | 10/2021 | 07/2024 |
| Hotworx | San Antonio | TX | 01/2021 | 05/2021 |
| Alamo Colleges | San Antonio | TX | 12/2020 | 07/2021 |
| Morgan Stanley | San Antonio | TX | 01/2025 | Present |
| Unemployed | Boerne | TX | 08/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-09 |
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