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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-12 |
| CA | RA | APPROVED | 2016-02-08 |
Branch Locations
101 S Ellsworth Ave, San Mateo, CA 94401 • United States
Mill Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 08/2015 | Present |
| Bank Of America, N.A. | San Mateo | CA | 12/2015 | Present |
I*1930277Entity Type, Name of OBA: Rental Property 1Address: san franciscoCalifornia94110Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 08/01/2024No Hours: 1No Hours during trading: 0Duties: I*1930279, Entity Type, Name of OBA: Rental Property 2, Address: Mill Valley, CA, 94941, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 08/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*1932284Entity CharitableName of OBA: challenged athletes foundationAddress: N/AInvestment Related: NoPosition, Title, Association: N/AEmployee Start Date: N/ANo Hours: N/ANo Hours during trading: N/ADuties: raising money for charity, the Challenged Athletes Foundation, I could be invited to a cycling event or a gala by the charity depending on the amount I raise. I wont be using these events for work purposes nor are there any clients involved in the charity, nor will there be any clients gained from this effort. The time I spend with the charity could be considered a chance for me to network though. And obviously I won't ask clients for help fundraising. I wont be taking on any role with the charity other than fundraiser. I haven't asked anyone for money yet but I am wondering if it would be ok for me to ask co-workers for help with fundraising. I*4749290, Entity Type City , Name of OBA:city of mill valley Address: mill valley California 94941 Investment Related: No Position, Title, Association: volunteer Employee Start Date: 08/31/2026 No Hours: 1 weekly No Hours during trading: 0 Duties: spreading awareness and encouraging support for a new playground, just advocating for the construction of a playground in a park near my house and asking neighbors to donate the the city of mill valley for the purpose of building a new playground
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-05 |
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