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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-12
CA RA APPROVED 2016-02-08
  • TX RA
    APPROVED_RES
    Since 2019-04-12
  • CA RA
    APPROVED
    Since 2016-02-08

Branch Locations

101 S Ellsworth Ave, San Mateo, CA 94401 • United States

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Mateo CA 08/2015 Present
Bank Of America, N.A. San Mateo CA 12/2015 Present
Other Businesses

I*1930277Entity Type, Name of OBA: Rental Property 1Address: san franciscoCalifornia94110Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 08/01/2024No Hours: 1No Hours during trading: 0Duties: I*1930279, Entity Type, Name of OBA: Rental Property 2, Address: Mill Valley, CA, 94941, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 08/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*1932284Entity CharitableName of OBA: challenged athletes foundationAddress: N/AInvestment Related: NoPosition, Title, Association: N/AEmployee Start Date: N/ANo Hours: N/ANo Hours during trading: N/ADuties: raising money for charity, the Challenged Athletes Foundation, I could be invited to a cycling event or a gala by the charity depending on the amount I raise. I wont be using these events for work purposes nor are there any clients involved in the charity, nor will there be any clients gained from this effort. The time I spend with the charity could be considered a chance for me to network though. And obviously I won't ask clients for help fundraising. I wont be taking on any role with the charity other than fundraiser. I haven't asked anyone for money yet but I am wondering if it would be ok for me to ask co-workers for help with fundraising. I*4749290, Entity Type City , Name of OBA:city of mill valley Address: mill valley California 94941 Investment Related: No Position, Title, Association: volunteer Employee Start Date: 08/31/2026 No Hours: 1 weekly No Hours during trading: 0 Duties: spreading awareness and encouraging support for a new playground, just advocating for the construction of a playground in a park near my house and asking neighbors to donate the the city of mill valley for the purpose of building a new playground

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-05
  • S66 Uniform Combined State Law Examination
    2016-02-05
Other Names
  • Dane Tinley
  • Dane R Tinley

View on SEC IAPD

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