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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-16 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 08/2015 | 03/2022 |
| Ifs Financial Services | Cincinnati | OH | 04/2022 | Present |
| Touchstone Securities, Inc. | Cincinnati | OH | 06/2022 | Present |
1) Peak Cocktails; Not investment related; 1779 Northwest Blvd Columbus OH 43212; Nature: Non-alcoholic beverages; Title: Investor; Start: upon approval; 0 hours/month; 0 during securities trading hours; Duties: only investor, no duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-14 |
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