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Brandon Gregory Rozanski

Mai Capital Management, LLC

Cincinnati, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-29
KY RA APPROVED 2025-01-28
  • OH RA
    APPROVED
    Since 2025-01-29
  • KY RA
    APPROVED
    Since 2025-01-28

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 08/2015 09/2018
Mai Capital Management Llc Cleveland OH 06/2019 Present
John Dovich & Associates Cincinnati OH 10/2018 06/2019
  • 08/2015 → 09/2018
    Fidelity Brokerage Services Llc
    Covington, KY
  • 06/2019 → Present
    Mai Capital Management Llc
    Cleveland, OH
  • 10/2018 → 06/2019
    John Dovich & Associates
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-28
S63 Uniform Securities Agent State Law Examination 2015-11-14
  • S65 Uniform Investment Adviser Law Examination
    2025-01-28
  • S63 Uniform Securities Agent State Law Examination
    2015-11-14

View on SEC IAPD

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JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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