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Thomas Colton Wells

Portland Global Advisors LLC

Portland, ME

CRD 6553737

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Employer firm

Portland Global Advisors LLC CRD 109127

$1.17B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters
  • ADVISE ON RETENTION OF INV ADVISERS; FAMILY OFFICE AND MISSION & IMPACT SERVICES ARE COMPONENTS OF ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Portland Global Advisors Llc

217 Commercial St Suite 400, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-06-29
TX RA APPROVED 2018-05-24
  • ME RA
    APPROVED
    Since 2018-06-29
  • TX RA
    APPROVED
    Since 2018-05-24

Branch Locations

217 Commercial St Suite 400, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 08/2015 04/2018
Portland Global Advisors Llc Portland ME 04/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2015-10-19
  • S66 Uniform Combined State Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2015-10-19

View on SEC IAPD

Nearby Firms

PORTLAND FINANCIAL PLANNING GROUP
J.P. MORGAN SECURITIES LLC
GREAT DIAMOND PARTNERS, LLC

Nearby Investors

BRIAN LUTHER DIETZ
William Emmet
JOHN MARSHALL PIPER

Nearby Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME

More in Portland, ME

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