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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-13 |
| CT | RA | APPROVED | 2023-01-12 |
Branch Locations
185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 08/2015 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 11/2022 | Present |
| Intsel Steel East | Bridegport | CT | 03/2021 | 11/2022 |
I*403561Entity Type: For Profit Name of OBA: International Assoc of Approved Basketball Offical Address: East Haven, Connecticut, 06512Investment Related: NoTitle: OfficiateEmployee Start Date: 8/1/2013No Hours: 4 hrs mthlyNo Hours during trading: 0Duties: I am able to officiate basketball game... I mostly do local area rec leagues but can also do high school and middle school. I*: 2293260Entity Type: Charitable Name of OBA: The D. Family Foundation Inc Address: North Haven, CT 06473Investment Related: No Position, Title, Association: Board member Employee Start Date: 10/16/2024Number of Hours: 4 hrs mthly Number of Hours during trading: 0Duties: This is a non profit in honor of my late brother. We set up a scholarship in his name in 2007 and decided to make it a 501c3 as people donate yearly and want to have tax write off. I am on the board along with my older brother and handful of other non family members. My mom is in charge of the scholarship and I am just there to guide and handle the operations I*3550267Entity Type: Fiduciary role Name of OBA: M V D T Address: Hamden, Connecticut Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/15/2026Number of Hours: 0 Number of Hours during trading: 0 Duties: Parents I*3550266Entity Type: Fiduciary role Name of OBA: P D Address: Hamden, Connecticut Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/15/2026Number of Hours: 0 Number of Hours during trading: 0 Duties: Parents I*3609267 Entity Type: N/A Name of OBA: M V D TTEE P V D TTEE 10/01/2015 Address: Hamden, Connecticut, 6517 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/15/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Parents I*3609266 Entity Type: Fiduciary role Name of OBA: P D TTEE M V D TTEE U/A 07/2016 Address: Hamden, Connecticut, 6517 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/15/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Parents I*408242 Entity Type: Charitable Name of OBA: Hamden Fathers Basketball Association Address: Hamden, Connecticut, 6514 Investment Related: No Position, Title, Association: Other Employee Start Date: 10/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Town sponsored youth basketball league in Hamden CT Organize and make sure the league runs smoothly. The current board is getting up in age and they have requested I step up and take control. I have been involved for 20 years now and have built up many relationships with the town and people
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
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