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Current Employers
Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-10-08
  • MO RA
    APPROVED
    Since 2015-10-08

Branch Locations

928 Grand, Kansas City, MO 64106 • United States

Lenexa, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umb Bank Kansas City MO 06/2013 Present
Umb Financial Services Inc Kansas City MO 08/2015 Present
Other Businesses

1) Association of Military Banks of America, Non-profit, 1120 Connecticut Ave NW, Suite 600, Washington D.C. 20036, Director, 1 month, 0 Comp. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 06/24/2013, 152 hours per month allocated to UMB Bank during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-01
  • S66 Uniform Combined State Law Examination
    2015-10-01

View on SEC IAPD

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