Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Mattoon | IL | 08/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Mattoon | IL | 01/2017 | Present |
| First Mid Bank & Trust | Mattoon | IL | 08/2015 | Present |
(1) Name of Business: First Mid Wealth Management Address: 1317 Charleston Ave, Mattoon, IL, 61938, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/12/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Operations Manager for the brokerage department of First Mid Wealth Management and assist advisors as a Sales Assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-17 |
Reach out to this advisor