James Paul Herrmann

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-08-28
AZ	RA	APPROVED	2022-07-14

MO RA
APPROVED

Since 2024-08-28
AZ RA
APPROVED

Since 2022-07-14

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

8620 South River Parkway, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group Inc	Scottsdale	AZ	08/2015	05/2022
Edward Jones	St Louis	MO	07/2022	Present

08/2015 → 05/2022

The Vanguard Group Inc

Scottsdale, AZ
07/2022 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-12-04

S63 Uniform Securities Agent State Law Examination

2015-12-04

Designations

Other Names

Jim Paul Herrmann
James P Herrmann
James Herrmann
James Paul Herrmann

View on SEC IAPD

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Other Investors

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ANTHONY DWAYNE RICH

Anna Marie Meurer

John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · Kirkwood, MO

STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO

VESTGEN ADVISORS, LLC · Kirkwood, MO

VESTGEN ADVISORS, LLC · Kirkwood, MO

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