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Jacqueline Catherine Atherden

Ubs Financial Services Inc.

Tacoma, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-03-02
  • WA RA
    APPROVED
    Since 2020-03-02

Branch Locations

1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securites Llc Bremerton WA 08/2015 01/2017
J.P Morgan Chase Bank Bremerton WA 08/2015 01/2017
E.K. Riley Investments, Llc Seattle WA 01/2017 02/2019
Ubs Financial Services Inc. Tacoma WA 02/2019 Present
  • 08/2015 → 01/2017
    J.P Morgan Securites Llc
    Bremerton, WA
  • 08/2015 → 01/2017
    J.P Morgan Chase Bank
    Bremerton, WA
  • 01/2017 → 02/2019
    E.K. Riley Investments, Llc
    Seattle, WA
  • 02/2019 → Present
    Ubs Financial Services Inc.
    Tacoma, WA
Other Businesses

Rover / watch dogs, walk dogs / Evergreen Plaza, 711 Capitol Way S #204, Olympia, WA 98501 / www.rover.com / Start Date 2/22/2020 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-02
S63 Uniform Securities Agent State Law Examination 2015-11-05
  • S65 Uniform Investment Adviser Law Examination
    2020-03-02
  • S63 Uniform Securities Agent State Law Examination
    2015-11-05
Other Names
  • Jacqueline Catherine Atherden
  • Jackie Catherine Schneidt
  • Jacqueline Schneidt
  • Jacqueline Catherine Schneidt
  • Jacqueline C Atherden

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Tacoma, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tacoma, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tacoma, WA
THREADLINE WEALTH · TACOMA, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tacoma, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Tacoma, WA
VOYA FINANCIAL ADVISORS, INC. · TACOMA, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TACOMA, WA

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