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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-05-11 |
Branch Locations
90 Commericial Blvd, Flat Rock, NC 28731 • United States
1377 Asheville Hwy, Hendersonville, NC 28791 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 08/2015 | Present |
| Secu Life Insurance Company | Raleigh | NC | 08/2015 | Present |
| State Employees' Credit Union | Flat Rock | NC | 02/2004 | Present |
| Credit Union Investment Services | Raleigh | NC | 12/2015 | Present |
| Secu*Re, Inc. | Raleigh | NC | 07/2016 | Present |
| Members Trust Company | Tampa | FL | 10/2017 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE 2/2004. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 8/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Self Employed 401 Kelby St Travelers Rest, SC. 29690 Type of Business: Musician/Performer Title: Bassist Duties: Perform hour long music set for yoga classes Start Date: 11/05/2024 Hours Devoted per month: 3 SECU*RE, INC. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: REAL ESTATE. TITLE: BROKER. START DATE: 7/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2017. TITLE: TRUST REP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-16 |
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