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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-05-11
  • NC RA
    APPROVED
    Since 2016-05-11

Branch Locations

90 Commericial Blvd, Flat Rock, NC 28731 • United States

1377 Asheville Hwy, Hendersonville, NC 28791 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 08/2015 Present
Secu Life Insurance Company Raleigh NC 08/2015 Present
State Employees' Credit Union Flat Rock NC 02/2004 Present
Credit Union Investment Services Raleigh NC 12/2015 Present
Secu*Re, Inc. Raleigh NC 07/2016 Present
Members Trust Company Tampa FL 10/2017 Present
  • 08/2015 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 08/2015 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 02/2004 → Present
    State Employees' Credit Union
    Flat Rock, NC
  • 12/2015 → Present
    Raleigh, NC
  • 07/2016 → Present
    Secu*Re, Inc.
    Raleigh, NC
  • 10/2017 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE 2/2004. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 8/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Self Employed 401 Kelby St Travelers Rest, SC. 29690 Type of Business: Musician/Performer Title: Bassist Duties: Perform hour long music set for yoga classes Start Date: 11/05/2024 Hours Devoted per month: 3 SECU*RE, INC. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: REAL ESTATE. TITLE: BROKER. START DATE: 7/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2017. TITLE: TRUST REP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-11
S63 Uniform Securities Agent State Law Examination 2015-12-16
  • S65 Uniform Investment Adviser Law Examination
    2016-05-11
  • S63 Uniform Securities Agent State Law Examination
    2015-12-16
Other Names
  • Jason Timmons

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