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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-04-11 |
| TX | RA | APPROVED | 2016-04-19 |
| NJ | RA | APPROVED | 2016-04-18 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
200 Josephine St, Denver, CO 80206 • United States
Westminster, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 08/2015 | Present |
I*119225 For profit or not for profit: For-Profit Organization Name of outside business organization: Melyssa Slusarz Photography Investment related: No Address of business: Boulder, Colorado 80302 Position, title, association: Owner Start date of relationship: 11/27/2018 Number of hours devoted: 20 hrs Annually Number of hours devoted during trading hours: 0 Duties: I take photos on the side and have had some people come up to me asking if I can take a headshot or group photo for them. I may sell some of my landscaping work at art shows or submit to contests. I take and edit the photos. I*3846273 Entity Type: Charitable Name of OBA: Denver Health Foundation Address: Denver, Colorado, 80204 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 03/05/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0 Duties: Purpose: To establish a committee of influential women who will serve as founding ambassadors for Denver Health's new Women for Life's Journey Giving Circle. Over the course of a one-year term, this committee will champion the creation and execute the launch of Women for Life's Journey, shaping its vision and goals, and inspiring philanthropy in support of Denver Health's mission. Through their planning, advocacy and outreach, these women will elevate awareness of Denver Health programs for women and children, foster a culture of giving, and lay the foundation for a sustainable, community-driven network of women advancing health equity. Goal: Launch the Women for Life's Journey Giving Circle at September 2026 brunch event. This giving circle will focus on support or women and children's health programming at Denver Health (such as Women's Health, Newborns in Need, Child-life Programs, School Based Health Care, Mamovan (mobile cancer screenings), doula training program, Women's and Children¿\'s Behavioral Health A group of 10-15 founding women who serve as Women for Life's Journey leadership committee. Members will learn about and support the Denver Health Foundation's programs for women and children, drive strategy to develop Women for Life's Journey, and help plan and fill a brunch to launch the giving circle where they purchase (give/get) a table at the event.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-14 |
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