James Herman Vandiver

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 05/2021
  Lpl Financial Llc
  Wheaton, IL
• 01/2014 → 05/2021
  Highpoint Planning Partners
  Wheaton, IL
• 04/2023 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 04/2023 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 05/2021 → 04/2023
  Retired
  Adairsville, GA

Previous Registrations

• 2014-02-20 → 2021-06-03
  Lpl Financial Llc
  Wheaton, IL
  Winfield, IL
• 2014-04-25 → 2021-04-22
  Highpoint Planning Partners
  Wheaton, IL
  Downers Grove, IL
  Wheaton, IL
• 2011-03-11 → 2013-12-24
  Edward Jones
  Winfield, IL

Other Businesses

1. MY SPIRIT LED LIFE. 501C3 NON FOR PROFIT RELIGIOUS ORG. NON-INVESTMENT RELATED. PERSONAL HOME ADDRESS USED. PRES AND ONLY DONOR. NO RELATIONSHIP WITH OUTSIDE BUSINESS. OPENED OCT 2020. 1 HOUR PER MONTH DURING NON TRADING HOURS. 100% OF DONATIONS SPENT ON HEBREW BIBLES WE SHIP OUT TO MESSIANIC MINISTRIES

Exams

• S66 Uniform Combined State Law Examination
  2011-03-10
• S63 Uniform Securities Agent State Law Examination
  2004-11-30

Other Names

• Jackson Hermon Vandiver
• Jackson Hermon Vandiver
• Jackson Herman Vandiver
• James Herman Vandiver