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Karly Regin Gatchet

Wells Fargo Clearing Services, LLC

Sequim, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-04-26
  • WA RA
    APPROVED
    Since 2017-04-26

Branch Locations

501 W Washington St, Sequim, WA 98382 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Sequim WA 06/2013 Present
Wells Fargo Advisors, Llc Sequim WA 09/2015 11/2016
Wells Fargo Clearing Services, Llc Sequim WA 11/2016 Present
  • 06/2013 → Present
    Wells Fargo Bank, Na
    Sequim, WA
  • 09/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Sequim, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sequim, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-25
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S65 Uniform Investment Adviser Law Examination
    2017-04-25
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20
Other Names
  • Karly Lange
  • Karly Regin Lange

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Sequim, WA
CREATIVE RETIREMENT PLANNING, INC. · SEQUIM, WA
COMPANION PORTFOLIO MANAGEMENT · SEQUIM, WA
COMPANION PORTFOLIO MANAGEMENT · SEQUIM, WA
EDWARD JONES · SEQUIM, WA
LPL FINANCIAL LLC · Sequim, WA
LPL FINANCIAL LLC · SEQUIM, WA
SOUND FINANCIAL CENTER LLC · SEQUIM, WA

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